CASS Audit

We’re a top 100 firm of Chartered Accountants*. We undertake many CASS 5, 6 and 7 client money audits.

CASS Audit Regulatory Compliance

We help ensure you comply with CASS UK legislation and better understand your commercial risks. We’re regulated by the ICAEW and the FRC.

Our CASS 5, 6 and 7 audits ensure full compliance with the UK regulatory requirements of FCA Handbook Sections 5.1, 6.1 and 7.10 for FCA-regulated businesses.

When required, our audits can also provide independent assurance on your financial data, internal controls, and the performance of your finance team.

Reducing Your CASS Audit Workload

We’ll help reduce your audit workload by:

• Minimising your audit emails and queries using our specifically designed audit portal.
• Working remotely when able – minimising our time at your office – and your team’s time.
• Leveraging our experience auditing many accounts / ERP systems.

Our CASS Audit Team

• We have a team of dozens of experienced auditors to meet your CASS audit needs. Over 50% are from top-4 and top-5 firms.
• We’re based in West London. We’ve multiple locations, and we’re small enough to care.

Regulatory Compliance

When required, our audits are also fully compliant with the following:

• Companies Act 2006
• Financial Reporting Standards (FRS) 102, 102 Section 1A, 103, 104, 105 (GAAP is FRS 102)
• International Financial Reporting Standards (IFRS) and FRS 101
• International Auditing Standards (IAS)
• Charity SORP

Competitive Fees

Our audit fees are competitive because they are aligned with your organisation’s scale and complexity. We provide great value without compromising quality.

 Next Step

Contact us today to relieve your CASS audit headache. You’ll be pleased you did.